Investments Disclosure

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

FTB ADVISORS, INC.
165 Madison Ave.
14th Floor
Memphis, TN 38103

SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2017

Securities Listed on New York Stock Exchange

Summary Statistics

  • Non-directed orders as percentage of total customer orders - 100.00%
  • Market orders as percentage of total market orders - 88.06%
  • Limit orders as percentage of total limit orders - 10.83%
  • Other orders as percentage of total other orders - 1.11%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

  1. KCG Americas LLC - 40.58%
  2. Citadel Securities LLC - 38.30%
  3. Two Sigma Securities, LLC - 3.82%
  4. G1 Execution Services, LLC - 3.69%
  5. EDGX Exchange, Inc. - 2.48%
  6. BATS BYX Exchange - 2.28%
  7. BATS BZX Exchange - 2.25%
  8. Instinet LLC - 1.81%
  9. UBS Securities, LLC - 1.71%
  10. New York Stock Exchange - 1.68%

Information Concerning Significant Venues:

  1. KCG Americas LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 42.88%
    • Limit orders as percentage of total limit orders - 23.53%
    • Other orders as percentage of total other orders - 24.24%
  2. Citadel Securities LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 41.28%
    • Limit orders as percentage of total limit orders - 11.76%
    • Other orders as percentage of total other orders - 60.61%
  3. Two Sigma Securities, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 4.34%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00
  4. G1 Execution Services, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 4.04%
    • Limit orders as percentage of total limit orders - 1.24%
    • Other orders as percentage of total other orders - 0.00
  5. EDGX Exchange, Inc.
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 22.91%
    • Other orders as percentage of total other orders - 0.00
  6. BATS BYX Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 2.51%
    • Limit orders as percentage of total limit orders - 0.62%
    • Other orders as percentage of total other orders - 0.00
  7. BATS BZX Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 20.74%
    • Other orders as percentage of total other orders - 0.00
  8. Instinet LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.90%
    • Limit orders as percentage of total limit orders - 0.93%
    • Other orders as percentage of total other orders - 3.03
  9. UBS Securities, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.52%
    • Limit orders as percentage of total limit orders - 2.17%
    • Other orders as percentage of total other orders - 12.12
  10. New York Stock Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 15.48%
    • Other orders as percentage of total other orders - 0.00

Securities Listed on The Nasdaq Stock Market

Summary Statistics:

  • Non-directed orders as percentage of total customer orders - 100.00%
  • Market orders as percentage of total market order - 86.54%
  • Limit orders as percentage of total limit orders - 11.46%
  • Other orders as percentage of total other orders - 2.00%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

  1. KCG Americas LLC - 43.08%
  2. Citadel Securities LLC - 37.77%
  3. G1 Execution Services, LLC - 4.31%
  4. Two Sigma Securities, LLC - 2.77%
  5. BATS BZX Exchange - 2.62%
  6. EDGX Exchange, Inc. - 2.23%
  7. BATS BYX Exchange - 1.54%
  8. Instinet LLC - 1.46%
  9. National Financial Services LLC - 1.31%
  10. NASDAQ Execution Services, LLC - 1.15%

Information Concerning Significant Venues:

  1. KCG Americas LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 44.71%
    • Limit orders as percentage of total limit orders - 32.21%
    • Other orders as percentage of total other orders - 34.62%
  2. Citadel Securities LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 41.16%
    • Limit orders as percentage of total limit orders - 10.07%
    • Other orders as percentage of total other orders - 50.00%
  3. G1 Execution Services, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 4.62%
    • Limit orders as percentage of total limit orders - 0.67%
    • Other orders as percentage of total other orders - 11.54%
  4. Two Sigma Securities, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 2.76%
    • Limit orders as percentage of total limit orders - 3.36%
    • Other orders as percentage of total other orders - 0.00%
  5. BATS BZX Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 22.82%
    • Other orders as percentage of total other orders - 0.00%
  6. EDGX Exchange, Inc.
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 19.46%
    • Other orders as percentage of total other orders - 0.00%
  7. BATS BYX Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.78%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  8. Instinet LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.69%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  9. National Financial Services LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.51%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  10. NASDAQ Execution Services, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 10.07%
    • Other orders as percentage of total other orders - 0.00%

Securities Listed on NYSE MKT or Regional Exchanges

Summary Statistics:

  • Non-directed orders as percentage of total customer orders - 100.00%
  • Market orders as percentage of total market order - 96.08%
  • Limit orders as percentage of total limit orders - 3.60%
  • Other orders as percentage of total other orders - 0.32%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

  1. KCG Americas LLC - 42.73%
  2. Citadel Securities LLC - 42.60%
  3. G1 Execution Services, LLC - 5.18%
  4. Two Sigma Securities, LLC - 3.67%
  5. Instinet LLC - 1.83%
  6. BATS BYX Exchange - 1.64%
  7. National Financial Services LLC - 0.57%
  8. BNY Mellon Capital Markets LLC - 0.44%
  9. UBS Securities, LLC - 0.44%
  10. BATS BZX Exchange - 0.38%

Information Concerning Significant Venues:

  1. KCG Americas LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 42.37%
    • Limit orders as percentage of total limit orders - 54.39%
    • Other orders as percentage of total other orders - 20.00%
  2. Citadel Securities LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 43.36%
    • Limit orders as percentage of total limit orders - 19.30%
    • Other orders as percentage of total other orders - 80.00%
  3. G1 Execution Services, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 5.39%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  4. Two Sigma Securities, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 3.75%
    • Limit orders as percentage of total limit orders - 1.75%
    • Other orders as percentage of total other orders - 0.00%
  5. Instinet LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.91%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  6. BATS BYX Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.71%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  7. National Financial Services LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.59%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  8. BNY Mellon Capital Markets LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.46%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  9. UBS Securities, LLC
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.46%
    • Limit orders as percentage of total limit orders - 0.00%
    • Other orders as percentage of total other orders - 0.00%
  10. BATS BZX Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.00%
    • Limit orders as percentage of total limit orders - 10.53%
    • Other orders as percentage of total other orders - 0.00%

Exchange - Listed Options

Summary Statistics:

  • Non-directed orders as percentage of total customer orders - 100.00%
  • Market orders as percentage of total market order - 36.58%
  • Limit orders as percentage of total limit orders - 60.90%
  • Other orders as percentage of total other orders - 2.52%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

  1. The Chicago Board Options Exchange - 36.40%
  2. NASDAQ PHLX Options - 25.05%
  3. NASDAQ Options Market - 12.43%
  4. ISE Gemini Options Exchange - 6.31%
  5. The MIAX Options Exchange - 5.95%
  6. NYSE Arca Options - 4.50%
  7. BZX Options Exchange, Inc. - 3.42%
  8. BOX Option Exchange - 2.52%
  9. NYSE Amex Options - 1.98%
  10. EDGX Option Exchange - 1.44%

Information Concerning Significant Venues:

  1. The Chicago Board Options Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 23.15%
    • Limit orders as percentage of total limit orders - 42.60%
    • Other orders as percentage of total other orders - 78.57%
  2. NASDAQ PHLX Options
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 46.80%
    • Limit orders as percentage of total limit orders - 12.43%
    • Other orders as percentage of total other orders - 14.29%
  3. NASDAQ Options Market
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.99%
    • Limit orders as percentage of total limit orders - 19.82%
    • Other orders as percentage of total other orders - 0.00%
  4. ISE Gemini Options Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 0.49%
    • Limit orders as percentage of total limit orders - 10.06%
    • Other orders as percentage of total other orders - 0.00%
  5. The MIAX Options Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 12.81%
    • Limit orders as percentage of total limit orders - 2.07%
    • Other orders as percentage of total other orders - 0.00%
  6. NYSE Arca Options
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.48%
    • Limit orders as percentage of total limit orders - 6.51%
    • Other orders as percentage of total other orders - 0.00%
  7. BZX Options Exchange, Inc.
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 1.48%
    • Limit orders as percentage of total limit orders - 4.73%
    • Other orders as percentage of total other orders - 0.00%
  8. BOX Option Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 4.93%
    • Limit orders as percentage of total limit orders - 1.18%
    • Other orders as percentage of total other orders - 0.00%
  9. NYSE Amex Options
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 4.43%
    • Limit orders as percentage of total limit orders - 0.30%
    • Other orders as percentage of total other orders - 7.14%
  10. EDGX Option Exchange
    Types of Orders Routed to Venue:
    • Market orders as percentage of total market orders - 3.45%
    • Limit orders as percentage of total limit orders - 0.30%
    • Other orders as percentage of total other orders - 0.00%